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TSX Venture Exchange Corporate Finance Manual

Contents

• Part 1 - General Matters
  • Policy 1.1 Interpretation
  • Policy 1.2 Filing Locations and Procedures
  • Policy 1.3 Schedule of Fees
• Part 2 - Listing Matters
  • Policy 2.1 Minimum Listing Requirements
  • Policy 2.2 Sponsorship and Sponsorship Requirements
  • Policy 2.3 Listing Procedures
  • Policy 2.4 Capital Pool Companies
  • Policy 2.5 Tier Maintenance Requirements and Inter-Tier Movement
  • Policy 2.6 Reactivation of NEX Companies
  • Policy 2.7 Pre-Filing Conferences
  • Policy 2.8 Supplemental Listings
  • Policy 2.9 Trading Halts, Suspensions and Delisting
• Part 3 - Continuous Disclosure and Corporate Governance
  • Policy 3.1 Directors, Officers and Corporate Governance
  • Policy 3.2 Filing Requirements and Continuous Disclosure
  • Policy 3.3 Timely Disclosure
  • Policy 3.4 Investor Relations, Promotional and Market-Making Activities
  • Policy 3.5 Restricted Shares
• Part 4 - Distributions of Shares
  • Policy 4.1 Private Placements
  • Policy 4.2 Prospectus Offerings
  • Policy 4.3 Shares for Debt
  • Policy 4.4 Incentive Stock Options
  • Policy 4.5 Rights Offerings
  • Policy 4.6 Public Offering by Short Form Offering Document
  • Policy 4.7 Charitable Options
• Part 5 - Transactions and Corporate Changes
  • Policy 5.1 Loans, Bonuses, Finder's Fees and Commissions
  • Policy 5.2 Changes of Business and Reverse Take-Overs
  • Policy 5.3 Acquisitions and Dispositions of Non-Cash Assets
  • Policy 5.4 Escrow, Vendor Consideration and Resale Restrictions
  • Policy 5.5 Stock Exchange Take-Over Bids and Issuer Bids
  • Policy 5.6 Normal Course Issuer Bids
  • Policy 5.7 Small Shareholder Selling and Purchase Arrangements
  • Policy 5.8 Name Change, Share Consolidations and Splits
  • Policy 5.9 Insider Bids, Issuer Bids, Business Combinations and Related Party Transactions
• Part 6 - Transitional Provisions
  • Policy 6.1 There is currently no Policy 6.1
  • Policy 6.2 Transitional Provisions