Trading
TSX Venture Exchange Rule Book and Policies
The TSX Venture Exchange Rule Book and Policies govern the manner in which Members and Participating Organizations conduct business on TSX Venture Exchange. The Rule Book provides details about specific trading aspects of our marketplace. The rules are amended from time to time through a review and approval process with the British Columbia and Alberta Securities Commissions. It is a good idea to visit this page periodically to ensure you are viewing the most up to date set of rules.
Contents
- Rule A.1.00 - Interpretation
- Rule B.1.00 - Power to List and Delist
- Rule B.2.00 - Sponsorship and Sponsor Report
- Rule C.1.00 - Governance of Trading Session
- Rule C.2.00 - Trading Procedures and Practices
- Rule C.3.00 - Clearing and Settlement of Trades of Listed Securities
- Rule D.1.00 - Membership
- Rule D.2.00 - Participating Organization
- Rule D.3.00 - Approval
- Rule D.4.00 - Limitation of Liability and Indemnification
- Rule E.1.00 - Discipline
- Rule E.2.00[A] - Hearings General
- Rule E.2.00[B] - Disciplinary Proceedings
- Rule E.2.00[C] - Listed Company Reviews
- Rule F.1.00 - Member, Approved Person and Employee Conduct
- Rule F.2.00 - Member Ethics and Affairs
- Rule G.3.00 - Records and Audit
- Rule G.6.00 - Cash and Securities Loan Agreements
- Rule H - Left Intentionally Blank
- Rule J.1.00 - Commodity Futures Contracts and Options
- Rule J.2.00 - Industry Member
- Policy Statement CR11 - Odd Lot Trading Policy
- Policy Statement CR13 - Sponsorship Policy Statements
- Policy Statement CR14 - Calculated Opening Price
- Policy Statement CR15 - Buy-In Procedures